Sweep investment

Results: 94



#Item
61Bank regulation in the United States / Investment / Banking / Federal Deposit Insurance Corporation / Sweep account / Deposit account / Savings and loan association / Money market fund / Deposit insurance / Financial institutions / Financial services / Finance

5797 Rules and Regulations Federal Register Vol. 74, No. 20

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Source URL: www.occ.treas.gov

Language: English - Date: 2014-08-31 08:44:05
62Financial services / Federal Deposit Insurance Corporation / Depository institution / Banking / Sweep account / Deposit insurance / Deposit account / Sweep investment / Federal Reserve System / Bank regulation in the United States / Finance / Financial regulation

Microsoft Word - marino final rule fil.doc

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Source URL: www.occ.treas.gov

Language: English - Date: 2014-08-31 08:45:46
63Finance / Regulation NMS / NASDAQ / Philadelphia Stock Exchange / Intermarket sweep order / Order / Securities Exchange Act / Market data / Market depth / Financial markets / Financial economics / Investment

Microsoft Word - phlx013105a.doc

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Source URL: www.sec.gov

Language: English - Date: 2005-02-01 16:27:58
64Finance / United States Securities and Exchange Commission / Financial markets / 73rd United States Congress / United States securities law / Regulation NMS / Intermarket sweep order / Uptick rule / Order / Financial economics / Investment / Stock market

Microsoft Word - sia020105a.doc

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Source URL: www.sec.gov

Language: English - Date: 2005-02-01 16:31:18
65Finance / Regulation NMS / Chicago Board Options Exchange / Intermarket sweep order / Order / Stock market / NASDAQ / Exchange-traded fund / Market maker / Financial markets / Financial economics / Investment

Edward J. Joyce CBOE FEB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-02-17 15:22:50
66Financial markets / Business / United States Securities and Exchange Commission / Financial regulation / Regulation NMS / Short selling / Order / Intermarket sweep order / Short / Stock market / Financial economics / Investment

1221 Avenue of the Americas New York,NY[removed]FEB[removed]February 7,2005

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Source URL: www.sec.gov

Language: English - Date: 2005-02-10 11:18:48
67United States securities law / Investment / 73rd United States Congress / Stock market / Securities Exchange Act / Regulation NMS / Intermarket sweep order / NASDAQ / Philadelphia Stock Exchange / United States Securities and Exchange Commission / Financial economics / Economy of the United States

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2006-11-22 11:54:20
68Investment / Financial markets / Self-regulatory organizations / Finance / United States securities law / Intermarket sweep order / Regulation NMS / Philadelphia Stock Exchange / Securities Exchange Act / Stock market / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 15, 2006 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Prop

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Source URL: www.sec.gov

Language: English - Date: 2006-11-17 16:57:28
69Investment / Stock market / United States Securities and Exchange Commission / New York Stock Exchange / Regulation NMS / Hybrid market / Securities Exchange Act / Order / Intermarket sweep order / Financial markets / Financial economics / Finance

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2006-03-22 16:44:32
70Investment / Financial markets / Regulation NMS / Intermarket sweep order / Finance / Order / ISO / Securities Exchange Act / Federal Rules of Civil Procedure / Stock market / United States Securities and Exchange Commission / Financial economics

SECURTITES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-07-25 09:53:20
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